Pelion Investment Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$60,547,448
Clients
41
Advisors
2
across 2 offices
About
Pelion Investment Advisors provides investment management to individuals (including high‑net‑worth clients), 401(k) plan trustees and participants, and institutional clients such as banks, offering portfolio management across equity, fixed income, and liquidity mandates. The firm operates with a small advisory team managing approximately $61.6 million in assets for roughly 41 client relationships.
The firm’s investment approach blends fundamental macroeconomic analysis for strategic asset allocation with technical, tactical overlays to adjust sector weightings, and it typically implements portfolios using mutual funds and ETFs. Pelion offers both discretionary and non‑discretionary advisory services, conducts regular reviews, and emphasizes a long‑term horizon while attempting to limit downside capture relative to benchmarks.
What is distinctive for a firm of its size is its corporate structure and product capabilities: Pelion is a subsidiary of a parent financial group that includes an affiliated broker‑dealer and its principals are registered with that broker‑dealer, a configuration that the brochure notes and discloses as a potential conflict of interest. The firm also maintains licensed insurance agents on staff and describes experience in structuring tax‑efficient insurance solutions (private placement variable annuities, private placement life insurance, and insurance‑dedicated funds), an offering that is less common among similar supported advisers.
Client services
Expertise
Fee options
$25,000 - $99,999.99: 1.25% $100,000 - $249,999.99: 1.00% $250,000 - $499,999.99: 0.90% $500,000 - $999,999.99: 0.80% $1,000,000 - $1,999,999.99: 0.70% $2,000,000 - $2,999,999.99: 0.60% $3,000,000 - $3,999,999.00: 0.50% $4,000,000 - $4,999,999.99: 0.40% $5,000,000+: 0.20%
Account minimum: $25,000 Fee-only: Fee-only advisor; no commissions or sales compensation received by the firm or supervised persons.
Main office
See office2915 N. Boulevard, Suite A
Tampa FL 33602
Advisors at this office
1
Offices (2)
Most active in
Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Thomas C
ChFC®, Series 63
St. Augustine, FL
Pelion Investment Advisors, Inc.
Thomas Carstens is a financial advisor at Pelion Investment Advisors, Inc. with 34 years of industry experience. He holds the ChFC® designation and Series 63 license. Carstens has been with Pelion since 2016 and is also associated with First Liberties Financial, an affiliated broker-dealer. Pelion Investment Advisors provides discretionary and non-discretionary portfolio management and investment advice to individuals, including high-net-worth clients, 401(k) plan trustees and participants, and institutional clients. The firm combines fundamental macro analysis with tactical overlays to manage multi-asset portfolios tailored to client risk profiles and reviewed regularly.
Hilary B
Series 63, Series 66
Tampa, FL
Pelion Investment Advisors, Inc.
Hilary Bergman is a financial advisor with Pelion Investment Advisors, Inc. in Tampa, FL, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. He has served as CEO of Pelion Financial Group since 2004 and is also CEO of both First Liberties Financial and Pelion Investment Advisors. Since 2017, he has acted as a consultant for Carver Edison, Inc., a firm involved in the employee stock purchase plan business. Pelion Investment Advisors provides discretionary and non-discretionary portfolio management and investment advice to individuals, 401(k) plan trustees and participants, and institutional clients. The firm uses a blend of fundamental macro analysis and technical, trend-driven tactical overlays to manage multi-asset portfolios tailored to client risk profiles, with ongoing reviews and quarterly reporting.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")