Pelkonen and Associates LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pelkonen and Associates serves individual and high‑net‑worth clients, as well as trusts, estates, charitable organizations and businesses, providing discretionary portfolio management and financial planning services. The firm manages roughly $293 million for about 317 clients with a three‑person advisory team and also facilitates retirement rollovers and relationships with unaffiliated independent managers when appropriate.
The firm’s investment approach is primarily long‑term and tailored to client goals, drawing on fundamental and technical analysis to construct portfolios that typically use ETFs, mutual funds, individual stocks and bonds; Pelkonen will retain legacy positions when they fit a client’s plan and may hold or trade shorter term for rebalancing or tax reasons. Pelkonen also runs dedicated fixed‑income strategies (including bond‑ladder implementations) and works with clients to set investment guidelines and reasonable restrictions on holdings.
What is distinctive about Pelkonen is the combination of substantial assets under management with a small advisor roster, a practice mix that includes managing advisory annuities and specialized bond‑ladder accounts, and advisory personnel who are also licensed insurance professionals and may receive commissions for insurance sales. The firm maintains an institutional platform relationship with a major custodian that provides software, support and other economic benefits (including launch reimbursements), and it notes that custodial or fund company constraints sometimes lead it to select share classes that best fit a client’s situation rather than exclusively institutional share classes.
Client services
Expertise
Fee options
$0 - $250,000: 1.50% $250,000 - $500,000: 1.20% $500,000 - $1,000,000: 1.00% $1,000,000 - $2,500,000: 0.90% $2,500,000 - $5,000,000: 0.75% $5,000,000 - $7,500,000: 0.60% $7,500,000 - $10,000,000: 0.55% $10,000,000 - $20,000,000: 0.35% $20,000,000 - $35,000,000: 0.25% $35,000,000+: Negotiable
Fee-only: Financial planning fixed fees range from $3,000 to $22,500, paid either as fixed fee or annual fees possibly paid quarterly, negotiable based on services and relationship
Main office
425 Broadhollow Road, Suite 112
Melville NY 11747
Advisors at this office
3
Most active in
Florida · New Hampshire · New Jersey · New York · Texas
Also doing business as
Amp Wealthcare · Pelkonen And Associates · Pelkonen And Associates LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Anthony P
Series 65
Melville, NY
Pelkonen and Associates LLC
Anthony Perrone is a Series 65 licensed advisor at Pelkonen and Associates LLC with three years of industry experience. Prior to joining Pelkonen and Associates, he held roles at E&R Laundry and Dry Cleaning, H.A.E Air, LLC, and Giunta's Meat Farms. Pelkonen and Associates serves individual and high-net-worth clients, as well as trusts, estates, charitable organizations, and businesses, providing discretionary portfolio management and financial planning services. The firm employs a primarily long-term investment approach tailored to client goals and manages approximately $293 million for about 317 clients.
Joseph R
Series 66
Melville, NY
Pelkonen and Associates LLC
Joseph Reddington is a financial advisor at Pelkonen and Associates LLC with nine years of industry experience. He holds a Series 66 designation and previously worked at Ameriprise Financial Services, Inc. from 2015 to 2020. Outside of advising, he is involved in fixed insurance sales. Pelkonen and Associates serves individuals, trusts, estates, charitable organizations, and businesses by providing discretionary investment management along with financial planning and consulting. The firm’s investment approach emphasizes long-term strategies using fundamental and technical analysis, with portfolios typically constructed from ETFs, mutual funds, and other asset classes as appropriate.
Allan P
CFP®, ChFC®, Series 63, Series 65
Melville, NY
Pelkonen and Associates LLC
Allan Pelkonen is a CFP® and ChFC® with 34 years of industry experience. He has worked at Ameriprise Financial Services, Inc. for 15 years before joining Pelkonen and Associates LLC in 2020, where he is currently an advisor. In addition to his advisory work, he is involved in fixed insurance sales. Pelkonen and Associates serves individuals, trusts, estates, charitable organizations, and businesses, offering discretionary investment management as well as financial planning and consulting. The firm employs a primarily long-term investment approach using both fundamental and technical analysis, with portfolios typically constructed from ETFs, mutual funds, and other asset types.
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