A complete list of active advisors currently associated with Pembroke Wealth Management, LLC
Warmer can help you find a great advisor at Pembroke Wealth Management, LLC or one who fits your needs even better.
Pembroke Wealth Management advises individuals (including high-net-worth individuals), charitable organizations, corporations, and other business entities through tailored non-discretionary portfolio management and wealth management consulting. Services include customized portfolio construction, ongoing monitoring with recommendations, and written financial planning offered as part of its advisory work when requested. The firm operates in a non-discretionary model: it develops investment recommendations based on clients’ goals, time horizon, and risk tolerance and must obtain client approval before executing transactions. Its process draws on technical and fundamental analysis as well as modern portfolio theory, and may include both long- and short-term strategies and, occasionally, the use of margin, short sales, or options when deemed suitable. Notable operational features include the firm’s decision not to accept discretionary authority (a relatively uncommon arrangement among independent advisers) and its routine requirement that clients direct custody and brokerage to Charles Schwab & Co., which may limit execution alternatives; the firm also does not aggregate client orders into block trades and will not vote proxies on clients’ behalf. The practice is run by a single advising principal and combines portfolio management with periodic, annually reviewed written financial plans and limited outside consulting and real-estate activities by the principal.
To learn more about the advisors currently working at Pembroke Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Wilmington, NC
| 15
|
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