A complete list of active advisors currently associated with Pendragon Capital Management, Inc.
Warmer can help you find a great advisor at Pendragon Capital Management, Inc. or one who fits your needs even better.
Pendragon Capital Management provides discretionary portfolio management and access to third‑party money managers for individuals (including high‑net‑worth clients), as well as pension and business accounts. The firm manages roughly $45.5 million in discretionary assets for a small client base and does not participate in wrap programs or charge performance‑based fees. The firm applies a modern value investing framework for equity selection (low P/E, low P/B, small‑ to mid‑cap emphasis) alongside intermediate taxable and municipal bond strategies, index/sector ETFs, and several specialty strategies — including a Trading Plus portfolio that uses levered index ETFs, a Climate Impact long/short strategy, and a Bank Investor portfolio focusing on community banks. Accounts are typically managed on a discretionary basis, with active trading when the manager deems appropriate (including short‑term holdings and covered‑call writing), and portfolios are customized to client goals, risk tolerance, and tax considerations. Pendragon is affiliated with a broker‑dealer (BrokerageSelect) and many advisory representatives are dually registered, a relationship the firm discloses along with the potential for commissions and 12b‑1 trail fees and the practice of reducing advisory fees by any 12b‑1 fees received. It is relatively uncommon for a team firm of this size to deploy derivatives and leveraged ETF strategies within separately managed accounts and, unusually for peers, the firm does not offer standalone financial planning services, concentrating instead on active investment management and third‑party manager oversight.
To learn more about the advisors currently working at Pendragon Capital Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse Pendragon Capital Management, Inc.'s office locations.
Name |
Location |
Years of experience |
|---|---|---|
Fishkill, NY
| 40
| |
Eagle, ID
| 18
| |
Fishkill, NY
| 5
| |
Fishkill, NY
| 27
|
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