A complete list of active advisors currently associated with Penfield Investments LLC

Warmer can help you find a great advisor at Penfield Investments LLC or one who fits your needs even better.

Penfield Investments LLC provides ongoing asset management and financial planning to individual and high‑net‑worth clients (55 relationships, approximately $4.87 million in reported AUM as of 12/31/2025). The firm offers direct asset management and works with clients to review and rebalance held‑away retirement plan accounts via a third‑party aggregation platform; it also offers insurance products through an affiliated insurance practice. The firm’s advisory agreement permits both discretionary and non‑discretionary authority, but its reported assets are managed on a non‑discretionary basis (discretionary: $0; non‑discretionary: $4,870,000). Investment work uses fundamental, technical and charting analysis, and for non‑discretionary accounts the adviser proposes transactions that require client approval; held‑away accounts are reviewed at least quarterly for potential rebalancing. Notable departures from many small independent advisers include a significant non‑U.S. client base, an affiliated insurance business that the principal devotes roughly 5% of his time to (with separate commission compensation), and that essentially all reported AUM is non‑discretionary. The firm also manages held‑away assets through a third‑party platform to avoid custody, requires the use of a single custodian relationship, and does not vote client proxies.

To learn more about the advisors currently working at Penfield Investments LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.