Pennyfarthing Investment Management, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and counseling for individuals, retirement accounts, trusts and charitable endowments, and it also offers consulting services to other financial institutions. Those consulting engagements include manager selection, portfolio monitoring, integration of ethical and investment standards, policy compliance and performance analysis.
The firm’s investment process blends fundamental, behavioral and technical analysis with an emphasis on low turnover, diversification and tailoring portfolios to clients’ cash-flow needs. It applies a risk-sensitive, valuation-driven framework and is among a small number of advisers using GMO’s Nebo Wealth personalized portfolio design software to implement its outlook and rebalancing process.
What is noteworthy is the firm’s active work with institutional-type clients (charitable endowments) and its willingness to provide institutional consulting in addition to individual portfolio management. The firm also routinely accommodates client-directed exclusions and proxy voting, operates on a fee-only basis with negotiated exceptions for special situations (including reduced rates for charitable accounts), and uses a third-party back-office provider for administrative processing.
Client services
Expertise
Fee options
$0 - $500,000: 1.0% $500,001 - $2,000,000: 0.8% $2,000,001+: 0.6%
$150 per hour consulting fee with $450 minimum
Account minimum: $400,000 Minimum fee: $4,000 per annum minimum fee Fee-only: Fees based on assets under management; no commissions received; fee-only adviser
Main office
Belchertown MA
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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