Penta Capital Strategies LLC
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About
Penta Capital Strategies LLC is a New Jersey‑registered investment adviser that provides discretionary portfolio management and related advisory services to individuals, high‑net‑worth clients, family offices, and corporate or business entities. The firm prepares an investment policy statement for each client and offers ongoing managed account services covering investment strategy, asset allocation, asset selection, and regular portfolio monitoring.
The adviser combines strategic asset allocation with tactical market timing and a global‑macro overlay, using both fundamental and technical analysis and a proprietary market‑classification algorithm to guide positioning. Portfolios are constructed primarily with stocks, bonds and exchange‑traded funds, and the firm emphasizes diversification and risk management while permitting tactics such as short sales and leverage when appropriate.
Noteworthy aspects include that the firm’s principal personally reviews client accounts at least monthly and manages client assets directly rather than selecting third‑party managers. Penta also uses performance‑based fee arrangements — including a strategy offered on a performance‑only basis — and accepts corporate and family‑office clients, which is less common among independent advisers of this type.
Client services
Expertise
Fee options
All assets+: Strategy 1: 1% - 3% AUM All assets+: Strategy 2: 1.5% - 4.5% AUM All assets+: Strategy 3: 2.0% - 6.5% AUM All assets+: Strategy 4: Only Performance Based Fees
Performance fees vary by strategy with thresholds; e.g., Strategy 1: 10%-20% of profit above 1% annual threshold, Strategy 2: 15%-25% above 2%, Strategy 3: 20%-35% above 3%, Strategy 4: 25%-40% above 4%.
Account minimum: $5,000
Main office
Livingston NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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