Perry Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,000,000
Clients
50
6% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$540,000
About
Perry Investment Management is an independent, fee‑only registered investment adviser that manages roughly $27 million in discretionary client assets and serves individuals, nonprofit organizations, corporate pension and profit‑sharing plans, charitable institutions, foundations, and endowments. Its services include ongoing portfolio management, financial planning, retirement‑plan assistance (rollovers and plan selection), and small‑business retirement plan support.
The firm follows an Investment Policy Statement (IPS) driven process that emphasizes risk control through diversification, disciplined position sizing, and ongoing monitoring; it describes its approach as proprietary and focused on limiting losses before values deteriorate significantly. Portfolios are typically constructed from publicly traded stocks, mutual funds, ETFs and bonds (with the potential to include commodities or hedge funds), and the adviser draws on third‑party research sources such as Morningstar, Ned Davis Research, Goldman Sachs and Schwab.
Distinctive for a small independent adviser, the firm formally provides portfolio management for institutional clients and offers pension consulting services — assisting with manager searches, IPS development, and related plan services — with consulting arrangements negotiated per engagement. It also uses Schwab Institutional platforms for custody, trading and operational support and maintains a Code of Ethics aligned with CFA Institute standards to guide compliance and fiduciary responsibilities.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Social Security optimization
Retirement income strategy
College savings (529s, UTMA, etc.)
Concentrated stock management
Occupation focus
Founder/Business Owner
Fee options
Financial planning fees between $1,000 and $10,000 based on plan complexity; planning fees fall into tranches: $1,000-$2,000 (covering 5 areas or less), $2,000-$4,000 (6-8 areas), $4,000+ (more than 8 areas); fees are negotiable
0% to 2.00% annually (negotiable based on account size)
$200 per hour for consulting services (negotiable)
Fee-only: Fee-only registered investment advisor
Main office location
Perry Investment Management, LLC
Round Rock TX, United States
Number of offices
1
Most active in
Perry Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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