A complete list of active advisors currently associated with Personal Financial Profiles Inc
Warmer can help you find a great advisor at Personal Financial Profiles Inc or one who fits your needs even better.
Personal Financial Profiles Inc. is an SEC-registered investment adviser serving individuals and pension and profit-sharing plans, managing roughly $335 million across about 228 client accounts with a two-advisor team. The firm provides discretionary portfolio management through its Elite and Premier managed-account programs custodial at Schwab, and also offers separate financial planning services on an hourly or fixed-fee basis. PFP’s investment process blends behavioral, fundamental and technical analysis and may employ a range of strategies, including long- and short-term holdings, options, margin and short sales; the brochure discloses that active options or margin trading can lead to higher portfolio turnover and additional risks. The firm uses a leading portfolio-management technology with enhanced rebalancing and reporting features, conducts at least quarterly account reviews, and allows clients to place reasonable restrictions on how their accounts are managed. Noteworthy aspects include the firm’s relatively large asset base managed by a small advisory team and formal disclosures about potential conflicts of interest: some advisory personnel are registered representatives of a FINRA broker-dealer and hold insurance licenses, and the firm discloses it financially benefits when retirement rollovers are moved into managed accounts. PFP does not accept directed brokerage, does not accept proxy-voting authority (clients retain voting responsibility), and leverages Schwab institutional/prime brokerage capabilities to access third-party bond inventory.
To learn more about the advisors currently working at Personal Financial Profiles Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse Personal Financial Profiles Inc's office locations.
Name |
Location |
Years of experience |
|---|---|---|
Naples, FL
| 30
| |
Coral Springs, FL
| 50
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)