Perspective Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Perspective Asset Management serves individual and high-net-worth clients with investment supervisory services and financial planning, and it advises across a wide range of instruments including mutual funds, equities, bonds, ETFs, REITs and private placements. Although it describes ongoing portfolio management and prepares client-specific Investment Policy Statements, the brochure indicates the firm currently does not manage client portfolios.
The firm seeks discretionary authority to implement client plans and relies on a mix of charting, fundamental, technical and cyclical analysis, employing both long- and short-term trading and options-writing strategies when appropriate. Financial planning is offered on an hourly basis (rather than solely through asset-based billing), and the firm does not accept performance-based fees.
Distinctive features for an investment-manager category firm include reporting no assets under management and not taking custody of client accounts, while also requiring clients to use the firm’s recommended custodian rather than allowing directed brokerage. Accounts are reviewed at least quarterly by the firm’s sole management person, the firm does not participate in wrap programs, and it reports no third-party referral compensation.
Client services
Expertise
Fee options
$1 - $100,000: 1.50% $100,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% Above $5,000,000+: 0.50%
$125 per hour (negotiable)
Main office
Westfield IN
Advisors at this office
1
Most active in
Indiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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