Peterkofsky, Roy

Roy Peterkofsky provides discretionary trade-direction services primarily to institutional clients (for example, investment companies) and, in limited circumstances, to qualified high‑net‑worth individuals. The firm directs long and short positions in common stocks and exchange-traded funds in clients’ own brokerage accounts and does not take custody of client assets.

The investment approach is short‑term and quantitatively driven: Mr. Peterkofsky uses a proprietary artificial‑intelligence based method, calibrated over many years, to identify overbought/oversold conditions and momentum signals, with positions typically held for days to months. The strategy frequently employs margin, short sales and occasionally leveraged ETFs, resulting in relatively high turnover and tax events as trades are closed.

Distinctive features include that the adviser operates as a sole proprietor with no current assets under management while concurrently trading his own accounts using the same methods, an activity he reports consumes material time each month. The combination of an AI‑driven, short‑horizon trading strategy, a focus on institutional/qualified clients that permits performance‑based fee arrangements, and a principal who applies the same techniques in personal trading distinguishes the firm from many peers.