Peterson Garrett, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Peterson Garrett, LLC provides non-discretionary direct asset management and ongoing portfolio management services to individual advisory clients, working with clients to identify investment goals, time horizons, objectives, and risk tolerance. The firm oversees approximately $3 million in client assets across a small roster (about nine clients) and delivers regular account reporting through a third‑party custodian (Charles Schwab is identified in the agreement).
The advisor’s agreement requires client approval on each transaction and documents client‑specific investment policy statements and authorized persons, reflecting an account‑by‑account, consultative approach. Compensation combines an asset‑based advisory fee with a performance‑based component tied to capital appreciation; that performance component is governed by a high‑water‑mark and a minimum return hurdle before performance fees are payable.
The presence of a performance fee together with mainly non‑discretionary management is an uncommon combination for independent firms and may result in more individualized negotiations and monitoring at the account level. The agreement also contemplates directed brokerage, allocation of investment opportunities among clients, and standard arbitration and confidentiality provisions that affect execution and client communications.
Client services
Expertise
Fee options
Up to $250,000 - $250,000: 2.00% annually $250,001 - $500,000: 2.00% annually $500,001 - $750,000: 1.50% annually $750,000 - $1,250,000: 1.50% annually $1,250,001 - $2,000,000: 1.00% annually $2,000,001 - $25,000,000: 1.00% annually Over $25,000,000+: 1.00% annually
30% of capital gains or appreciation quarterly, beginning April 2025, subject to a 10% annualized net return minimum and high-water mark.
Main office
Los Angeles CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)