A complete list of active advisors currently associated with Pettus & Dawkins Financial Group, LLC

Warmer can help you find a great advisor at Pettus & Dawkins Financial Group, LLC or one who fits your needs even better.

Pettus & Dawkins Financial Group, LLC is a small, registered investment adviser that provides discretionary portfolio management and financial planning to individual clients, including high-net-worth individuals, and reports managing roughly $11.6 million for about 35 clients. The firm generally charges asset-based fees for ongoing portfolio management and offers fixed-fee or hourly arrangements for financial planning. The firm documents client goals and risk tolerances in an Investment Policy Statement and typically seeks discretionary authority to implement both long- and short-term trading strategies across mutual funds, fixed income, real estate funds (including REITs), equities, annuities and private placements. PDFG employs a broad set of analytical methods—charting, cyclical, fundamental, quantitative and modern portfolio theory—and provides ongoing monitoring with quarterly custodial reporting. A distinctive feature is the firm’s affiliation with an insurance business and the fact that its supervised persons are licensed insurance agents, which the brochure discloses can create incentives to recommend commissionable insurance products and which the firm says it manages through disclosure and periodic review. The brochure also notes the firm requires clients to use a designated broker-dealer/custodian and does not utilize third‑party advisers or wrap fee programs, practices that differ from many similarly sized peers.

To learn more about the advisors currently working at Pettus & Dawkins Financial Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.