Albuquerque, NM Uptown Blvd NE Office
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PFG Advisors
Multi-team
Firm-wide stats for PFG Advisors
About
PFG Advisors provides fee-based investment advisory services to a broad client base that includes individuals (including high-net-worth clients), retirement plans, trusts, estates, charitable organizations, corporations, and financial institutions such as credit unions and banks. Services described in the brochure include discretionary and non-discretionary portfolio management, financial planning and retirement planning, wrap-fee programs, and access to third-party money managers and TAMPs.
PFG’s investment approach is delivered through its network of investment advisor representatives (IARs), who may implement firm-developed model portfolios or select unaffiliated third‑party managers; the firm cites model access from Dynamic Advisors Solutions and Cantor Fitzgerald Investment Advisors and says portfolios often emphasize top‑down macro allocation implemented with index-based ETFs alongside fundamental, technical and cyclical analysis, with routine monitoring and rebalancing. The firm also offers turnkey services to manage “held‑away” retirement-plan assets via a third‑party platform and makes use of multiple marketplace platforms (Schwab, AssetMark, Schwab Marketplace) to provide diversified manager and model options.
Noteworthy structural features include an integration with Wealth.com — an online estate‑planning platform available to IARs and clients with IARs having read‑only visibility — and recent strategic arrangements and capital relationships disclosed in the brochure, such as a referral/promoter arrangement with Capital Group, an investment by AssetMark Trust, and a forgivable loan from United Planners’ Financial Services of America associated with a broker‑dealer transition. The firm also discloses shared back‑office and technology relationships with Dynamic and a prominent role as both promoter/solicitor and co‑advisor across multiple third‑party platforms, arrangements the brochure identifies as creating conflicts that PFG says it manages through fiduciary obligations and disclosure.
Based on PFG Advisors
Expertise
Based on PFG Advisors
Location
6605 Uptown Blvd NE, Ste 230
Albuquerque NM 87110
Advisors at this office
3
Advisors at this office
William B
Series 63, Series 65
Albuquerque, NM
PFG Advisors
William Batie is a financial advisor with PFG Advisors in Albuquerque, NM, holding Series 63 and Series 65 designations and over 31 years of industry experience. His career includes roles at United Planners, OSAIC, Securities America, and managing his own firm, Batie And Company Capital Management, since 2013. He is also involved with Cue Insurance Sales. PFG Advisors provides fee-based investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, retirement plans, and corporate clients. The firm employs a combination of top-down macroeconomic allocation and fundamental/technical analysis, principally using index-based ETFs with periodic rebalancing, and offers access to multiple third-party platforms and wrap programs.
Matthew V
Series 66
Albuquerque, NM
PFG Advisors
Matthew Vining is a financial advisor at PFG Advisors with five years of industry experience. He holds a Series 66 designation and has worked at firms including United Planners, Securities America, and Batie and Co Capital Management. PFG Advisors provides fee-based investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, retirement plans, and corporate clients. The firm employs a combination of top-down macroeconomic allocation and fundamental/technical analysis, primarily using index-based ETFs with periodic rebalancing, and supports both discretionary and non-discretionary account management.
Heather S
Series 63, Series 65
Albuquerque, NM
PFG Advisors
Heather Schara is a financial advisor with PFG Advisors, holding Series 63 and Series 65 licenses and with 28 years of industry experience. Her prior work includes roles at United Planners, OSAIC, Securities America, Morgan Stanley, and Batie & Company Capital Management. PFG Advisors provides fee-based investment advisory services to a diverse client base, including individuals, retirement plans, trusts, charitable organizations, corporations, and financial institutions. The firm’s investment approach involves firm-developed model portfolios and third-party managers, emphasizing macro allocation with index-based ETFs alongside fundamental, technical, and cyclical analysis.
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