Phase Line Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Phase Line Financial provides investment advisory and portfolio management services to a small roster of clients, reporting roughly $7.31 million in regulatory assets under management across 21 clients. The firm’s disclosures indicate it does not serve non-high-net-worth retail individuals, implying its client focus is on higher-net-worth households or similar client segments.
The firm generally assesses fees as a percentage of assets under management and offers portfolio management and planning services typical of independent advisers. Uncommonly for a firm of this size, it is a sponsor of a wrap-fee program, which bundles advisory services and trading costs into a single account arrangement.
Phase Line operates by appointment and maintains a compact practice that concentrates services on a limited client base rather than broad retail outreach. The combination of limited scale, a client roster excluding non-HNW retail individuals, and sponsorship of a wrap program distinguishes its business model from many independent peers.
Client services
Expertise
Occupation focus
Main office
Cincinnati OH
Advisors at this office
1
Most active in
Ohio
Also doing business as
Phase Line Financial · Phase Line Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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