Philipp Capital Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Philipp Capital Advisors LLC is a fee‑only registered adviser that provides discretionary investment management, both ongoing and project‑based financial planning, and retirement plan consulting for individual and high‑net‑worth clients. The firm works with a small client roster and typically requires a minimum account size to open or maintain an advisory relationship.
The firm structures portfolios around client‑specific asset allocation targets, employing modern portfolio theory and fundamental analysis and using a blend of passive and active funds and individual securities. Accounts are managed on a discretionary basis with periodic (quarterly) reviews and integrated planning services that address retirement, estate, tax, insurance, and business‑planning matters.
What is distinctive about the firm is that the principal is a licensed attorney who maintains a separate legal practice; legal services are provided independently of the advisory business and are not part of the firm’s investment services. The firm also implements trades on an individual‑account basis rather than aggregating block trades and relies on an institutional custodian platform that supplies custody, execution, and support services to the adviser.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.85% $10,000,001 - $20,000,000: 0.75% $20,000,001 - $35,000,000: 0.65% $35,000,001 - $50,000,000: 0.55% $50,000,001+: 0.50%
Project-Based Financial Planning: $400 per hour, negotiable
Account minimum: $500,000 Fee-only: Ongoing Comprehensive Financial Planning: initial fee up to $10,000; monthly fixed fees range from $250 to $833, negotiable; Project-Based Financial Planning hourly rate: $400, negotiable
Main office
Shaker Heights OH
Advisors at this office
1
Most active in
Ohio
Also doing business as
Philipp Capital Advisors · Philipp Capital Advisors LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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