Phillips Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Phillips Wealth Management provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals (including high‑net‑worth clients), trusts, estates, and employer‑sponsored plans. The firm offers both active and passive portfolios, serves as a 3(21) ERISA advisor for qualified plans, and sponsors a wrap fee program described in its ADV.
Portfolios are managed on a discretionary basis using a mix of fundamental, technical, charting and cyclical analysis, with account reviews at least quarterly and rebalancing as needed. The firm also uses third‑party money managers for portions of client assets and employs a third‑party “held‑away” platform to oversee defined‑contribution or participant accounts, while monitoring TPM performance and disclosures.
Noteworthy distinctions disclosed in the brochure are the firm’s role as a wrap fee program sponsor—an arrangement relatively uncommon among comparable supported firms—and an affiliated insurance brokerage activity at the management level that generates typical commission compensation. The ADV also discloses that the firm may receive referral fees from third‑party managers and describes disclosure and monitoring procedures intended to mitigate those conflicts of interest.
Client services
Expertise
Fee options
$0 - $50,000: 0.50% annually Over $50,000+: 0.25% annually
Fee-only: Financial planning/consulting fixed fee between $250 and $1,500, negotiable, one-time or ongoing
Main office
12927 Stonecreek Dr., Suite D
Pickerington OH 43147
Advisors at this office
3
Most active in
Florida · Maryland · Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Andrew P
Pickerington, OH
Phillips Wealth Management LLC
Andrew Phillips is a financial advisor with Phillips Wealth Management LLC in Pickerington, Ohio. He holds eight years of industry experience, including prior work at Mid Atlantic Capital Corporation. Phillips has been with Phillips Wealth Management since 2013. Phillips Wealth Management provides discretionary asset management and financial planning services to individuals, trusts, estates, business entities, and qualified retirement plans. The firm employs both active and passive portfolio strategies tailored to client goals and risk tolerances, and it operates a firm-sponsored wrap fee program, which is uncommon for a firm of its size.
Jennie F
Series 65
Pickerington, OH
Phillips Wealth Management LLC
Jennie Fravel is a financial advisor at Phillips Wealth Management LLC in Pickerington, OH, holding a Series 65 designation with three years of industry experience. Her prior work includes roles at Prolink Staffing, Tailored Management, Abercrombie & Fitch, Altard State, and Justice. Phillips Wealth Management LLC provides discretionary asset management and financial planning services to individuals, trusts, estates, business entities, and qualified retirement plans. The firm employs both active and passive portfolio management strategies tailored to client goals and risk tolerances, and it offers a wrap fee program along with ERISA 3(21) advisory support for plan sponsors.
Mark P
Series 63, Series 65
Pickerington, OH
Phillips Wealth Management LLC
Mark Phillips is a financial advisor with Phillips Wealth Management LLC in Pickerington, Ohio. He holds Series 63 and Series 65 licenses and has 39 years of industry experience. His prior roles include positions at Wells Fargo Advisors and UBS Financial Services. Phillips Wealth Management LLC provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, trusts, estates, and employer-sponsored plans. The firm manages portfolios using a combination of fundamental, technical, charting, and cyclical analysis, employing both active and passive strategies while also utilizing third-party money managers and a held-away platform for defined-contribution accounts.
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