Phillips Wealth Management LLC

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Client assets under management

$88,800,000

Clients

284

6% high-net-worth

Advisors

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

142

Very High

Average account size

$312,676

About

Phillips Wealth Management LLC provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals (including high‑net‑worth clients), trusts, estates and business entities. The firm offers both active and passive portfolio strategies and acts as an ERISA 3(21) advisor for qualified retirement plans.

Investment programs are tailored to each client’s goals, time horizon and risk tolerance, with discretionary trading authority, periodic (at least quarterly) account reviews, and rebalancing as needed. The firm also manages held‑away defined‑contribution plan participant accounts through a third‑party aggregation platform, allowing review and reallocation of those assets without taking custody.

Notably, PWM sponsors a wrap fee program for its actively managed portfolios, a structure that is uncommon among peers, and the firm’s principal maintains a licensed insurance practice and may receive commissions for insurance sales—an arrangement the brochure discloses and frames as mitigated by fiduciary obligations and client disclosures. The firm manages roughly $89 million with a two‑advisor team and does not impose a formal account minimum, features that may affect how it engages smaller or consolidated household relationships.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Cash flow / budgeting

Fee options

Fixed

Financial planning/consulting fees between $250 and $1,500 depending on client needs; one-time fees due upon delivery, ongoing fees quarterly in arrears.

Percentage

$0 - $50,000: 0.50% annually Over $50,000+: 0.25% annually

Main office location

Phillips Wealth Management LLC

12927 Stonecreek Dr., Suite D

Pickerington OH 43147, United States

Number of offices

Most active in

Florida · Maryland · Ohio · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 614-254-6034

Advisors at this firm

Jennie F

Series 65

Pickerington, OH

Phillips Wealth Management LLC

Jennie Fravel is a financial advisor at Phillips Wealth Management LLC in Pickerington, OH, holding a Series 65 designation with three years of industry experience. Her prior work includes roles at Prolink Staffing, Tailored Management, Abercrombie & Fitch, Altard State, and Justice. Phillips Wealth Management LLC provides discretionary asset management and financial planning services to individuals, trusts, estates, business entities, and qualified retirement plans. The firm employs both active and passive portfolio management strategies tailored to client goals and risk tolerances, and it offers a wrap fee program along with ERISA 3(21) advisory support for plan sponsors.

Wealth management Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Cash flow / budgeting

Mark P

Series 63, Series 65

Pickerington, OH

Phillips Wealth Management LLC

Mark Phillips is a financial advisor at Phillips Wealth Management LLC in Pickerington, OH, with 38 years of industry experience. He holds Series 63 and Series 65 designations and has worked at his current firm since 2013, including its operation under different structures. Phillips also maintains an insurance agent practice alongside his advisory work. Phillips Wealth Management LLC provides discretionary asset management and financial planning services to individuals, trusts, estates, business entities, and qualified retirement plans. The firm offers active and passive portfolio management, financial planning, ERISA 3(21) advisory support, and operates a wrap fee program, with portfolios managed according to client goals and reviewed regularly.

Wealth management Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Cash flow / budgeting

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