PI Square Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,437,920
Clients
4
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
LowAverage account size
$609,480
About
The firm provides discretionary investment supervisory services to individuals, trusts, corporations and pension plans and generally charges percentage-of-assets fees for ongoing portfolio management. It may also deliver advice on non-securities matters, most commonly insurance, when clients request and expressly agree in writing.
Its investment approach combines fundamental and technical analysis with modern portfolio theory and a tactical asset allocation framework; the firm may use negatively correlated mutual funds or ETFs and, at clients’ request, margin to implement strategies. Accounts are reviewed on an ongoing basis with at least quarterly portfolio reviews to align allocations with each client’s goals, time horizon and risk tolerance.
What is distinctive about the firm is that its principal is also a licensed insurance agent and spends a material portion of time (about 20%) on insurance activities, with the potential to receive sales commissions for insurance products — a practice that creates a potential conflict of interest and is disclosed in the brochure. The firm manages a relatively small amount of discretionary assets (approximately $2.28 million as of year-end 2021) and relies on its principal for portfolio oversight, a structure that concentrates operational and key‑person risk.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $5,000,000: 2.99% $5,000,001+: 1.50%
Main office location
PI Square Capital, LLC
Edmonds WA, United States
Number of offices
1
Most active in
PI Square Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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