Piedmont Private Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Piedmont Private Wealth LLC is an independent SEC-registered advisory firm that serves individual clients, including high-net-worth individuals, by offering discretionary portfolio management, asset allocation advice, financial planning, and financial consulting. The firm charges asset-based advisory fees and provides tailored recommendations and periodic reviews to align client portfolios with stated objectives.
The firm’s investment process incorporates modern portfolio theory and long-term purchase strategies, implementing diversified allocations across ETFs, mutual funds, municipal bonds, and equities, and at times utilizing model portfolios supplied by unaffiliated managers. Clients typically grant the firm discretionary trading authority, and the adviser may combine household accounts for fee breakpoint determinations while managing cash balances in short-term instruments as part of overall portfolio construction.
Notable features include that the firm is newly registered in 2026 yet manages approximately $105 million for a relatively small client base, producing an above-average assets-per-client profile for a solo adviser. The firm routinely requires clients to custody assets at Charles Schwab and relies on Schwab’s institutional platform and services—an arrangement that provides operational support but also directs execution to a single custodian—and the firm does not vote client proxies.
Client services
Expertise
Fee options
$0 - $1,000,000: 1% $1,000,000 - $3,000,000: 0.75% $3,000,000 - $5,000,000: 0.60% $5,000,000+: 0.50%
Main office
Raleigh NC
Advisors at this office
1
Most active in
North Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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