Pindex Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
PenDex Advisors, LLC provides investment advisory and brokerage services to both individual and institutional clients, including portfolio management for individual investors and relationships with high‑net‑worth clients. The firm offers an asset‑based discretionary portfolio program as well as a commission‑based brokerage/consulting program for clients who prefer direct equity and options trading.
The firm’s investment process uses charting, fundamental and technical analysis, and cyclical timing services, and it explicitly employs market‑timing techniques alongside short‑term trading, margin, short sales and option strategies (including uncovered option positions). Accounts may be managed on a discretionary basis through the portfolio program or on a non‑discretionary, ticket/commission basis with execution routed through a designated broker‑dealer and clearing firm.
Compared with many peers, PenDex’s combination of a small client base and relatively low assets under management with active commission‑based trading, market‑timing approaches, and the potential sale of commissionable products (including ongoing 12b‑1 arrangements) is uncommon. The firm does not charge performance‑based fees, does not serve as a private fund adviser, and currently does not maintain sub‑advisor relationships.
Client services
Expertise
Fee options
$0+: 0.25% of principal trade + $2.00 per equity trade $0+: $7.00 per options ticket + $0.75 per contract
Equity trades: 0.25% of principal trade + $2.00; Options: $7.00 per ticket plus $0.75 per contract; or negotiated monthly consulting fee.
Negotiable monthly consultant fee
Account minimum: $25,000
Main office
Ruston LA
Advisors at this office
1
Most active in
Louisiana
Also doing business as
Pendex Advisors · Pendex Advisors, LLC · Rodgers, Stephen Rudolph
Disclosures
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