Pine Cone Capital

Pine Cone Capital provides discretionary asset management and portfolio management for individuals, high‑net‑worth clients, trusts, estates, charitable organizations, foundations, endowments, corporations and business owners. The firm assists clients with opening and maintaining custodial brokerage accounts and ongoing investment monitoring but does not offer standalone financial planning services.

Investment decisions combine fundamental and technical analysis to assign clients to one of six targeted asset‑allocation model portfolios, with periodic rebalancing and limited tactical shifts rather than market timing. The firm uses a range of instruments—mutual funds, ETFs, individual securities, options, margin and futures where appropriate—and conducts regular account reviews with quarterly reporting and performance statements; most relationships are managed on a discretionary basis.

Notable operational features disclosed in the brochure include an explicit policy of not accepting soft dollars, 12b‑1 payments, referral or commission compensation and a stated independence from custodians and product providers. The firm also highlights several practices that may be atypical for a small adviser: it accepts managed accounts without a stated minimum, offers hourly or retainer consulting for smaller clients, uses option‑writing and margin strategies, maintains a documented succession plan and leaves proxy voting with clients.