Fort Myers, FL Office

Pine Valley Investments provides discretionary portfolio management, financial planning, and pension consulting to a mix of individual and high‑net‑worth clients, as well as to pension plans, charitable organizations, and corporations. The firm also accepts referred clients through Tri‑Party Agreements, providing investment management on behalf of other investment advisers' clients in addition to directly managed accounts.

Pine Valley constructs client programs using a Client Profile Sheet and risk‑tolerance questionnaires and applies fundamental, technical, and quantitative analysis across a range of strategies. Portfolios may employ long‑ and short‑term trading, short sales, margin, options and structured notes, and the firm uses model portfolios and ongoing monitoring under discretionary authority.

Unlike many peers, Pine Valley both manages and advises pooled investment vehicles and serves as adviser to affiliated private funds (including acting as investment manager to an affiliated fund and forming a separate manager entity to serve that fund). The firm also acts as a sub‑advisor to other advisers and manages Referred Clients under Tri‑Party Agreements, and it discloses that assets invested in its affiliated funds are subject to fund‑level fees and potential performance‑based allocations.