Pine Valley Private Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pine Valley Private Wealth provides financial planning and consulting services to individuals, retirement and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other business entities. For clients who seek investment management, the firm refers them to an unaffiliated registered advisor, Ethos Financial Group, rather than providing direct asset management itself and currently does not maintain assets under management.
The firm performs comprehensive financial planning under written agreements and offers engagements on hourly or fixed-fee bases, with clients retaining discretion over implementation of recommendations. Certain supervised persons are also licensed insurance agents and may, in their individual capacities, recommend and sell insurance products on a commission basis; such relationships and potential conflicts are disclosed to clients.
Pine Valley’s model is notable for its reliance on referral arrangements for investment management and for not accepting custody or managing client assets directly, distinguishing it from advisers that charge percentage-of-assets fees. The brochure also discloses that the firm uses fundamental analysis in its advice, maintains a Code of Ethics, and will refer clients to outside professionals for implementation when appropriate.
Client services
Expertise
Fee options
Certain supervised persons offer insurance products on a commission basis.
Hourly fees offered but no specific rates stated.
Fee-only: Financial planning and consulting fees range from $2,500 to $12,000 per month or $5,000 to $30,000 annually, negotiable.
Main office
10 East Stow Road, Suite 200
Marlton NJ 08053
Advisors at this office
1
Most active in
New Jersey · Texas
Also doing business as
Pine Valley Private Wealth · Shingle Oak Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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