A complete list of active advisors currently associated with Pinnacle Peak Capital Management LLC

Warmer can help you find a great advisor at Pinnacle Peak Capital Management LLC or one who fits your needs even better.

Pinnacle Peak Capital Management, LLC is a small, independent registered investment adviser that provides discretionary asset management to individual and high‑net‑worth clients, including retirement and trust accounts. As a sole practitioner, the firm manages approximately $3.96 million across five clients and maintains a deliberately limited client roster to allow frequent, direct interaction between the advisor and clients. The firm uses a blend of fundamental and technical analysis with a generally long‑term investment philosophy while permitting short‑term trading as needed, and it offers tailored equity portfolios with optional equity‑options strategies such as covered call writing, cash‑secured puts and pure long option positions. The firm does not use futures or traditional fixed‑income instruments, may employ limited leverage (typically capped around 15%), and states that portfolios are constructed with objectives that include countering inflation and potential declines in the U.S. dollar. Notable operational features include practices intended to foster client engagement—such as quarterly fee billing paid directly by clients and routine telephone and written communications—and a Code of Ethics that allows the principal to hold the same securities as clients with safeguards against trading priority. The firm’s disclosures also note a prior customer complaint and a mediated civil settlement in which the principal contributed to the resolution, a material item included in its regulatory filings.

To learn more about the advisors currently working at Pinnacle Peak Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name
Location
Years of experience
Harold Rosen profile photo Harold Rosen
Arlington Hts, IL
26
Warmer team member

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