Pinnacle Stream Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,023,194
Clients
6
Advisors
2
of 2 employees
About
Pinnacle Stream Capital is a small, supported advisory firm that offers discretionary asset management and ongoing portfolio management primarily for high net worth individuals and institutional clients. The firm documents client goals and allows account-level restrictions while providing continuous monitoring and implementation of investment programs.
The firm’s investment process centers on fundamental analysis and a mix of long-term, short-term and trading strategies that are tailored to each client’s objectives, time horizon and risk tolerance. Pinnacle Stream manages accounts on a discretionary basis, conducts quarterly reviews (including rebalancing and tax‑loss harvesting opportunities), and provides regular performance reporting.
What distinguishes this firm from many peers is its very small client roster and modest assets under management—six clients overseen by two co‑owners—alongside an explicit decision not to serve individual non‑high‑net‑worth clients. The firm also relies on a single custodian relationship, is deemed to have limited custody through fee deduction and standing letters of authorization, and does not vote client proxies unless specifically asked to assist.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000.01 - $5,000,000: 0.75% annually $5,000,000.01+: Negotiable
Account minimum: $100,000
Main office
Dallas TX
Advisors at this office
2
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Lan D
CFA®
Dallas, TX
Pinnacle Stream Capital LLC
Lan Dong is a CFA® charterholder and a financial advisor at Pinnacle Stream Capital LLC with four years of industry experience. Prior to joining Pinnacle Stream Capital in 2022, he worked at Westwood Holdings Group for 19 years. He is also a full-time student at The Master’s University. Pinnacle Stream Capital is a small, supported advisory firm that provides discretionary asset management and ongoing portfolio management primarily for high net worth individuals and institutional clients. The firm uses fundamental analysis and a combination of long-term, short-term, and trading strategies tailored to client objectives, conducting quarterly reviews and offering continuous monitoring and implementation of investment programs.
Varun S
CFA®
Dallas, TX
Pinnacle Stream Capital LLC
Varun Singh is a CFA® charterholder and financial advisor at Pinnacle Stream Capital LLC with four years of industry experience. He previously worked at Westwood Holdings Group Inc for seven years before retiring briefly from 2019 to 2022. Pinnacle Stream Capital is a small, supported advisory firm focused on discretionary asset management for high net worth individuals and institutional clients. The firm employs a fundamental analysis-based investment process tailored to client objectives and manages a very limited client roster to maintain personalized service.
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