Pisces Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pisces Financial Advisors works with individuals, families, high-net-worth clients, and small businesses to provide comprehensive financial planning and discretionary investment management, alongside separate hourly financial planning engagements for clients seeking limited-scope advice. The firm offers ongoing wealth management relationships that include regular meetings, implementation oversight, and custody of client assets at independent custodians.
The firm’s investment approach is centered on strategic asset allocation implemented primarily with low-cost, broadly diversified mutual funds and ETFs, periodic rebalancing to target allocations, and occasional factor “tilts” (such as size, value, and profitability) rather than market timing or individual stock selection. Pisces emphasizes diversification, cost control, and tax efficiency as core elements of portfolio construction and risk management.
Noteworthy for an independent solo practice, Pisces does not rely on percentage-of-assets-under-management fees and instead uses fixed-fee wealth management arrangements alongside hourly planning, which is uncommon among peers. The firm also has a small client roster (roughly a dozen clients) managing over $55 million in assets, the principal devotes a significant portion of time to a separate tax-planning software business (about 40%), and the firm conducts trades on an account-by-account basis rather than aggregating orders for block executions.
Client services
Expertise
Fee options
Annual fixed fee ranging from $5,000 to $30,000 for Wealth Management Engagement, customized per client
$275 per hour for financial planning only engagements
Account minimum: $250,000 Minimum fee: $5,000 per year minimum annual fee for Wealth Management Engagement Fee-only: Hourly financial planning fee of $275 per hour
Main office
Chapel Hill NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Pisces Financial Advisor · Pisces Financial Advisors · Pisces Financial Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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