Pismo Pacific Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$16,649,000
Clients
32
Advisors
1
of 1 employees
About
Pismo Pacific Financial Services is a fee‑only investment adviser that provides discretionary investment management and financial planning advice to individuals, trusts, estates, small businesses, charitable organizations, and qualified retirement plans. The firm reports managing roughly $18.7 million across about 32 client relationships and offers services such as cash flow and tax planning, education funding, retirement planning, and estate planning.
The firm implements tailored investment programs documented by an investment policy statement or risk tolerance, and it employs fundamental, technical and cyclical analysis to inform portfolio construction and monitoring. Portfolios are managed on a discretionary basis and reviewed at least monthly; the adviser also uses separate account managers (SMAs) when appropriate and offers management of “assets held away” such as 401(k), 403(b), IRA and 529 accounts.
What is distinctive for a small independent adviser is the firm’s ERISA practice: it provides pension and profit‑sharing plan services, including acting as a 3(38) investment manager and offering pension consulting and participant education. The brochure also notes work with charitable organizations and the use of SMA relationships while remaining a fee‑only adviser that does not serve as custodian of client assets.
Client services
Occupation focus
Fee options
$0 - $500,000: 1.8% annually $500,001 - $1,000,000: 1.6% annually $1,000,001 - $2,000,000: 1.5% annually Over $2,000,000+: Negotiable
Fee-only: Blended tiered AUM fees for Asset Management and ERISA Plan Services; 1.5% flat fee for Assets Held Away
Main office
1416 N. Porter Ave.
Norman OK 73071
Advisors at this office
1
Most active in
California · Oklahoma
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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