A complete list of active advisors currently associated with Pivot Investment Planning, LLC

Warmer can help you find a great advisor at Pivot Investment Planning, LLC or one who fits your needs even better.

Pivot Investment Planning is a small registered investment adviser that serves individual and high-net-worth clients, offering ongoing portfolio management and the preparation of written Investment Policy Statements. The firm advises on a broad set of investment types — primarily publicly traded securities but also real estate funds, annuities, private placements and other alternative investments — and manages discretionary accounts for its clients. The firm combines a range of analytical approaches (fundamental, quantitative, technical, charting, cyclical and modern portfolio theory) and implements both long-term and active trading strategies, including the use of short sales, margin and options. Pivot typically seeks discretionary trading authority, monitors accounts monthly, and delivers monthly custodian reports to clients. Noteworthy for a two-advisor, recently formed firm, Pivot reports managing roughly $45.7 million in discretionary assets for a small client base and has supervised persons who are licensed insurance agents that may receive commissions for annuities and other insurance products; the brochure discloses and documents these potential conflicts of interest. The firm also discloses other non‑advisory activities by its principals (including real estate brokerage), recommends a specific custodian and may receive soft‑dollar research or services from brokers.

To learn more about the advisors currently working at Pivot Investment Planning, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.