Pivot Point Wealth Planning
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$25,553,035
Clients
83
Advisors
1
of 2 employees
About
Pivot Point Wealth Planning serves individuals — including high-net-worth clients — and employer plan sponsors, offering discretionary investment management alongside project-based and comprehensive financial planning. The firm also provides consulting and ongoing advisory services for participant-directed retirement plans.
Its investment approach is primarily passive, constructing portfolios from index mutual funds and ETFs around client-specific investment policy statements, while employing fundamental and technical methods when conducting investment analysis. Comprehensive-planning clients receive ongoing access to a planner, periodic reviews and rebalancing, and the firm acknowledges its ERISA fiduciary responsibilities when advising employee benefit plans.
Noteworthy for a single-advisor practice with roughly $30 million in assets and about 80 clients, the firm manages accounts directly rather than referring to outside managers and provides employer retirement-plan services in addition to individual wealth management. Operationally, the firm accepts limited custody arrangements to facilitate fee debits and third‑party transfers and, unusually for a manager, does not provide separate written reports to investment-management clients.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
Comprehensive Financial Planning fees of $150 to $500 per month, minimum annual $1,800
Minimum fee: Minimum annual fee of $1,800 for Comprehensive Financial Planning ($150/month) Fee-only: Project-Based Financial Planning fixed fees ranging from $500 to $5,000; Comprehensive Financial Planning monthly fees $150–$500
Main office
512 Hillcrest Drive, Suite D
Brandenburg KY 40108
Advisors at this office
1
Most active in
Indiana · Kentucky
Also doing business as
Pivot Point Wealth Planning · Stith Financial Planning, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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