PK Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
PK Wealth Advisors is a small independent advisory firm that provides discretionary asset management, financial planning, and retirement‑plan consulting to individuals, trusts, and employer‑sponsored plans. The firm offers ongoing portfolio management, standalone or full financial planning, and serves in a limited‑scope ERISA 3(21) capacity for qualified retirement plans.
Investment programs are personalized to each client’s goals, time horizon, and risk tolerance and implemented on a discretionary basis using a mix of fundamental, technical, charting, and cyclical analysis; strategies can include long‑term holdings, trading, options, and margin where appropriate. The firm may engage sub‑advisors to manage portions of portfolios and conducts periodic reviews (quarterly or as market conditions dictate) to assess allocations, rebalancing, and tax‑loss harvesting opportunities.
Distinctive aspects disclosed in the brochure include that a principal maintains a separate licensed insurance practice and may receive commissions for insurance sales, a relationship the firm identifies as a conflict of interest and mitigates through disclosure and procedures. The firm also highlights its ERISA plan services with specified exclusions for employer securities and certain non‑public or illiquid assets, and it discloses a prior regulatory restriction imposed in 2017 related to a reporting issue that was removed in 2020.
Client services
Expertise
Fee options
$1,800 to $5,000 for Full Financial Plan; $2,500 startup flat fee for ERISA plans
$0 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001 - $5,000,000: 1.00% annually Over $5,000,000+: 0.90% annually
Commissions received by firm owner from sales of insurance products, disclosed as conflicts of interest.
$250 per hour for Consultation Services
Account minimum: $250,000
Main office
2110 K Street, Ste 53
Sacramento CA 95816
Advisors at this office
1
Most active in
California
Also doing business as
Pk Wealth Advisors · Pk Wealth Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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