Planned Security Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,160,000
Clients
16
6% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
TypicalAverage account size
$197,500
About
Planned Security Advisors LLC is an independent, state‑registered investment adviser serving a small client base composed mainly of individual investors and retirement-plan sponsors. The firm offers discretionary asset management, financial planning, and ERISA plan services, and may engage sub‑advisors and a co‑advisor to implement client portfolios.
The firm’s investment process centers on asset allocation and a blend of analytical methods—including fundamental, technical, charting, cyclical analysis—and uses Monte Carlo planning for retirement projections; accounts are managed on a discretionary basis and reviewed at least quarterly. Planned Security Advisors may hold securities for the long term, employ short‑term trades when appropriate, and relies on third‑party model managers to select and maintain portfolio models.
What distinguishes the firm is its provision of ERISA 3(38) investment manager services to qualified retirement plans, a pension‑consulting role that is relatively uncommon among independent advisers. The brochure also notes the firm operates at modest scale (roughly $3.16 million in AUM with about 16 clients) and discloses that the principal spends significant time as an insurance producer and receives commissions for insurance sales, a secondary activity identified as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General retirement planning
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Tax-loss harvesting
Fee options
Financial planning fees up to $3,000 based on complexity and client needs
1.60% annually, billed quarterly in advance at 0.4% per quarter
Main office location
Planned Security Advisors LLC
2825 Cottonwood Parkway, #517
Cottonwood Heights UT 84121, United States
Number of offices
2
Most active in
Planned Security Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Colorado · Idaho · Nevada · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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