Planwiser Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$151,347,022
Clients
211
Advisors
3
across 2 offices
About
PlanWiser Financial serves individual and high-net-worth clients, families, trusts, retirement plan sponsors, and charitable organizations. The firm offers discretionary portfolio management, financial planning and consulting, and retirement-plan advisory services, including model-based investment management and legacy-position guidance.
Its investment approach combines strategic, dynamic, and tactical asset-allocation strategies with value and long-term holding techniques, supported by a proprietary quantitative optimization model; core investments include equities, mutual funds, and ETFs with cash used tactically. PlanWiser uses financial planning and reporting technology (eMoney) and third‑party execution/monitoring tools (Pontera) to implement and oversee assets that are not custodied with the firm’s primary custodian.
A notable and uncommon feature is the firm’s affiliation with an accounting and tax entity, PlanWiser Tax, LLC, through which it offers tax, accounting, and tax-preparation services and, in some cases, integrates those services into the client engagement. The firm also accepts retirement-plan fiduciary roles in certain circumstances (including acting as an ERISA 3(38) investment manager), and it combines custodial and non-custodial account management capabilities to support multi‑asset and plan-related client needs.
Client services
Expertise
Fee options
Financial planning services hourly fee not to exceed $400/hour
Minimum fee: Minimum recurring annual fee of $2,100
Main office
See office3710 Sinton Road, Suite 100
Colorado Springs CO 80907
Advisors at this office
2
Offices (2)
Most active in
Arizona · Arkansas · California · Colorado · Florida · Louisiana · Massachusetts · Nebraska · Texas · Virginia
Also doing business as
Planwiser Financial · Planwiser Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
James M
Series 66
Colorado Springs, CO
Planwiser Financial
James Mulzer II is a financial advisor with Planwiser Financial in Colorado Springs, holding a Series 66 designation and nine years of industry experience. His prior work includes roles at Mutual Advisors, LLC, Edward Jones, and Zara. Mulzer is also licensed as a National Insurance Producer and can sell life insurance policies as needed by clients. Planwiser Financial serves individual and high-net-worth clients, families, trusts, retirement plan sponsors, and charitable organizations. The firm offers discretionary portfolio management, financial planning, and retirement-plan advisory services using a combination of strategic, dynamic, and tactical asset-allocation strategies supported by proprietary quantitative models.
Joel T
Series 63, Series 66
Colorado Springs, CO
Planwiser Financial
Joel Top is a financial advisor at PlanWiser Financial with 21 years of industry experience. He holds Series 63 and Series 66 licenses, and previously worked at Mutual Advisors, LLC, Mutual Securities, Inc., and Edward Jones. In addition to his advisory role, he manages PlanWiser Tax, LLC, an affiliated accounting and tax service provider. PlanWiser Financial serves individual and high-net-worth clients, families, trusts, retirement plan sponsors, and charitable organizations with discretionary portfolio management, financial planning, and retirement-plan advisory services. The firm integrates strategic and tactical asset allocation using a proprietary quantitative model and offers tax and accounting services through its affiliated entity, PlanWiser Tax, LLC.
Lindsay L
Series 63, Series 66
Greenbrier, AR
Planwiser Financial
Lindsay Lingo is a financial advisor at Planwiser Financial with 18 years of industry experience. She holds Series 63 and Series 66 designations and has worked previously at Signal Advisors, Mutual Advisors, LLC, and Sowell Management Services. Outside of her advisory role, Lingo owns Lingo Consulting, a firm that provides technology and operations consulting to businesses. PlanWiser Financial serves individual and high-net-worth clients, families, trusts, retirement plan sponsors, and charitable organizations. The firm employs a combination of strategic, dynamic, and tactical asset-allocation strategies supported by a proprietary quantitative optimization model, and offers integrated tax and accounting services through its affiliated entity, PlanWiser Tax, LLC.
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