PLC Investment Solutions, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
PLC Investment Solutions, LLC provides discretionary and non‑discretionary advisory services primarily to individuals and high‑net‑worth clients and commonly directs those clients to third‑party professional money managers for implementation. The firm assists with onboarding and suitability documentation, provides fiduciary investment advice for retirement accounts, and offers free educational webinars on financial topics (formerly in‑person Social Security seminars).
The firm’s investment process relies on quantitative analysis, third‑party portfolio modeling, and Monte Carlo simulations rather than traditional fundamental or technical analysis, using analytical software to generate risk‑adjusted return profiles and probabilistic outcomes. PLC Investment Solutions monitors recommended managers and portfolio models but does not execute or manage third‑party managers’ day‑to‑day trading or individual options positions, and it has expanded disclosures about risks tied to options‑based, buffered/defined‑outcome, leveraged/inverse ETF, and income‑oriented strategies.
Noteworthy for a small, solo‑managed adviser, the firm combines manager selection and client education with an affiliated insurance brokerage activity; supervised persons accept compensation for insurance sales, a potential conflict the firm discloses and periodically reviews. With roughly $5.9 million in discretionary assets and about 25 clients, PLC Investment Solutions emphasizes vetting external managers that use specialized strategies rather than conducting in‑house security selection.
Client services
Expertise
Fee options
$1,000 - $1,000,000: 1.35% $1,000,001 - $2,999,999: 0.95% $3,000,000 - $5,999,999: 0.85% $6,000,000 - and Up: 0.75%
Account minimum: $1,000
Main office
214 Osborn St
Philadelphia PA 19128
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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