Pluto Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,533,222
Clients
6
Advisors
1
of 1 employees
About
Pluto Wealth Management advises individuals, trusts, estates, charitable organizations and business entities, offering comprehensive and tailored financial planning, discretionary investment supervisory services, and project consulting. The firm also provides advice and implementation related to employer‑sponsored retirement plan assets and other accounts held outside primary custodians.
The advisor starts relationships with a complimentary consultation, documents goals in an Investment Policy Statement, and manages accounts on a discretionary basis using a mix of fundamental, technical and cyclical analysis across diversified instruments. PWM offers both project-based consulting and ongoing engagement options, and monitors accounts on an ongoing basis while tailoring strategies to clients’ objectives and risk tolerances.
A number of features in the brochure are uncommon for similar solo independent advisers: the firm offers subscription-style planning/coaching, publishes a client newsletter, and conducts educational seminars and workshops. The principal’s background as a Certified Treasury Professional who also provides corporate treasury consulting (on a project basis) and the firm’s willingness to work with business and institutional clients together create a service profile that differs from many peers.
Client services
Expertise
Fee options
Financial plan fees range from $2,500 to $10,000; single session consulting fees from $200 to $250
1.00% annually
$200 per hour
Budget Coaching at $150/month; Financial Planning at $175/month
Main office
One Heritage Plaza, 7501 Lemont Road, Suite 20 B
Woodridge IL 60517
Advisors at this office
1
Most active in
Arizona · Illinois
Also doing business as
Pluto Wealth Management · Pluto Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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