Plutus21 Capital Management, L.L.C
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,715,567
Clients
60
Advisors
2
of 2 employees
About
Plutus21 Capital Management provides discretionary separately managed account (SMA) services primarily to institutional investors and high‑net‑worth individuals, offering portfolios that combine digital assets with traditional securities such as stocks, bonds, ETFs, options, mutual funds and private investments. The firm generally does not target lower‑net‑worth retail individuals and emphasizes continuous, tailored supervision under each client’s advisory agreement.
Investment programs are built from a curated approved asset list and delivered through thematic SMAs with a predominantly long‑term orientation, while permitting tactical short‑term trades for tax‑loss harvesting or other client needs; clients may impose reasonable investment restrictions. Portfolios may include digital‑asset‑specific strategies (staking, ICO presales, programmatic execution) and the firm selects custodians and exchanges to support both cryptocurrency and traditional market access.
Plutus21 maintains an affiliation with a related manager that operates private pooled funds focused on blockchain and technology investments, and it may enter performance‑based fee arrangements for qualified clients using high‑water marks and hurdle provisions—features that are uncommon among peers. The firm aggregates client orders via an omnibus account, requires use of its chosen custodians and currently does not provide on‑platform proxy voting or direct participation in on‑chain governance due to custodian infrastructure limitations.
Client services
Expertise
Occupation focus
Fee options
$0+: Up to 2.75% annually (non-qualified clients) $1,100,000+: 2.50% annually (qualified clients)
Performance fees of 20% to 50% for qualified clients, subject to hurdle rates and high water marks.
Account minimum: $250,000 Fee-only: Management fees up to 2.75% annually; some clients may pay different fees based on portfolios and agreements.
Main office
4311 Oak Lawn Avenue, Suite 325
Dallas TX 75219
Advisors at this office
2
Most active in
Texas
Also doing business as
Pari Capital Usa, L.L.C. · Plutus21 Capital Management, L.L.C
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Richard R
Series 63, Series 65
Dallas, TX
Plutus21 Capital Management, L.L.C
Richard Raizes is a financial advisor at Plutus21 Capital Management, L.L.C. with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Pari Capital USA, LLC and SG Americas Securities, LLC. He is also a partner at Plutus21 Blockchain Capital, LLC, a Texas Exempt Reporting Adviser focused on digital asset and blockchain investments. Plutus21 Capital Management provides discretionary asset management primarily for pooled and institutional clients, as well as corporate and high-net-worth individuals. The firm offers tailored, long-term investment strategies combining traditional securities and digital assets, utilizing both quantitative and fundamental analysis.
Hamiz Mushtaq A
Series 65
Dallas, TX
Plutus21 Capital Management, L.L.C
Hamiz Mushtaq Awan is a financial advisor at Plutus21 Capital Management, L.L.C. with a Series 65 credential and three years of industry experience. He has worked at Pari Capital USA, LLC since 2021 and is a partner at Plutus21 Blockchain Capital, LLC and Awan Capital Partners, family and investment entities with interests spanning financial services, technology, and other sectors. Plutus21 Capital Management provides discretionary separately managed account services mainly to institutional investors and high-net-worth individuals, combining digital assets with traditional securities through tailored, long-term oriented portfolios. The firm also offers thematic investment strategies and uses specialized custodians for both cryptocurrency and traditional market access.
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