PMA Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,067,889
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
45
11% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$557,064
About
PMA Wealth Management is a single-advisor, independent registered investment adviser that manages about $25.3 million in discretionary assets for roughly 45 clients. The firm provides ongoing portfolio management for individuals, high‑net‑worth clients, and charitable organizations, and documents client goals and risk tolerances in individualized Investment Policy Statements.
The firm’s investment process emphasizes diversified, ETF‑focused portfolios but includes a broad set of allowable investments — mutual funds, equities, fixed income, annuities, precious‑metal ETFs, venture capital funds, and private placements — and employs fundamental, quantitative, and technical analysis. PMA uses both long‑term and short‑term trading strategies, may trade on margin, seeks discretionary trading authority, and provides quarterly account reviews through the custodian.
PMA has several features that distinguish it from many solo independent advisers: the principal maintains an affiliation with an accounting firm and also operates as a licensed insurance agent and registered representative, arrangements the firm discloses and says it manages to address conflicts of interest. The firm also explicitly serves charitable organizations (a less common client type for peers) and requires clients to custody assets through its designated institutional custodian.
Client services
Portfolio management
Expertise
Annuities
Private / alternative investments
Passive / index investing
Fee options
$0 - $1,000,000: 1.00% $1,000,001+: 0.85%
Main office location
PMA Wealth Management
150 El Camino Real, Ste 206
Tustin CA 92780, United States
Number of offices
1
Most active in
PMA Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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