Chicago, IL One North Franklin 20th Office
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PNC Wealth Management
Enterprise
Firm-wide stats for PNC Wealth Management
About
PNC Wealth Management provides retail brokerage and advisory services through several model‑based programs. The brochure describes the Portfolio Solutions Strategist Digital Offering, an online, discretionary model account currently offered as an invitation‑only employee pilot that requires existing PNC Bank online‑banking credentials.
The program implements investments via approved model strategies managed by PNC or third‑party strategists and executed by an investment delegate using mutual funds and ETFs, with annual rebalancing and no ability for clients to trade individual securities or use margin. Enrollment and model selection rely on an algorithmic digital questionnaire that recommends a risk band; the offering assesses fees as a percentage of assets and does not provide standalone financial planning services in this product.
Distinctive features noted in the brochure include the employee‑only pilot structure and the firm’s disclosure of affiliated cash‑sweep and revenue‑sharing arrangements (including use of PNC Bank’s deposit sweep and selection of “approved” mutual fund share classes), which can influence fund selection and cash management. The firm also delegates portfolio implementation and proxy voting to third parties (Envestnet and Glass‑Lewis), and flags algorithm risk and limited direct client contact with strategists, factors that may affect execution and oversight relative to some peers.
Based on PNC Wealth Management
Expertise
Based on PNC Wealth Management
Location
One North Franklin 20th Floor
Chicago IL 60606
Advisors at this office
4
Advisors at this office
Kristopher S
Series 63, Series 65, Series 66
Chicago, IL
PNC Wealth Management
Kristopher Samiec is a financial advisor at PNC Wealth Management with 26 years of industry experience. He has been with PNC Investments since 2011 and holds the Series 63, Series 65, and Series 66 designations. PNC Wealth Management provides retail brokerage and advisory services through model-based programs, including an invitation-only digital offering that uses algorithmic risk assessment and implements investments via approved model strategies managed by PNC or third-party strategists.
Erich H
Series 66
Chicago, IL
PNC Wealth Management
Erich Heger is a financial advisor with PNC Wealth Management in Chicago, holding a Series 66 designation and 16 years of industry experience. His prior experience includes roles at Bank of America and Merrill Lynch, Pierce, Fenner & Smith Incorporated. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, featuring an invitation-only digital platform that utilizes algorithmic risk assessments and third-party managed investment strategies mainly composed of mutual funds and ETFs.
William L
Series 66
Chicago, IL
PNC Wealth Management
William Lulis Jr. is a financial advisor with PNC Wealth Management in Chicago, IL, holding a Series 66 credential and 18 years of industry experience. His prior roles include positions at J.P. Morgan Securities Inc. and J.P. Morgan Chase Bank. Outside of finance, he owns a boutique fitness business, Title Boxing Club, in Evanston, Illinois. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including a digital discretionary model account available by invitation. The firm emphasizes model strategies managed by PNC or third-party strategists and uses an algorithmic process to tailor investment risk levels for clients.
Kevin M
Series 63, Series 66
Chicago, IL
PNC Wealth Management
Kevin Murphy is a financial advisor with PNC Wealth Management in Chicago, IL, holding Series 63 and Series 66 licenses and six years of industry experience. His career includes positions at JPMorgan Securities and JP Morgan Chase Bank before joining PNC Investments and PNC Bank. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an online discretionary model account available by invitation to employees. The firm uses algorithmic questionnaires to recommend risk bands and implements investments via approved model strategies with an emphasis on mutual funds and ETFs.
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