A complete list of active advisors currently associated with Pnl Investments
Warmer can help you find a great advisor at Pnl Investments or one who fits your needs even better.
PnL Investments LLC is a state-registered independent investment adviser managing about $1.5 million in discretionary assets for seven clients. The firm provides discretionary portfolio management alongside financial planning and consulting services, and it distributes an educational newsletter to clients. The firm’s investment approach is actively managed and tactical: the brochure states short‑term trading represents the substantial majority of its investment activity and model portfolios can include equity securities, exchange‑traded funds (including tactical use of inverse ETFs), with analysis methods that include charting, technical, fundamental and cyclical techniques. Portfolios are constructed with a stated concentration-control (no single equity exceeding 20% of an account) and may employ hedging strategies, recognizing the higher volatility and reset characteristics of inverse ETFs. What is distinctive is the range of services and client types described relative to the firm’s small, solo-advisor size—Item 7 explicitly lists trusts, estates and charitable organizations and the financial planning section references family‑office and private asset management services, while the privacy/disclosure language contemplates corporate and municipal/institutional client identifications. The brochure also notes the firm’s principal holds the CFA charter and has prior institutional experience in ETF accounting, portfolio analysis and corporate credit roles, and the firm routes custody and execution through a major custodian.
To learn more about the advisors currently working at Pnl Investments, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Dover, MA
| 0
|
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