A complete list of active advisors currently associated with Pointe Capital Management LLC

Warmer can help you find a great advisor at Pointe Capital Management LLC or one who fits your needs even better.

Pointe Capital Management serves individuals (including high-net-worth clients), retirement plans, trusts and select institutional accounts with discretionary and non-discretionary investment management and ERISA fiduciary retirement-plan advising. The firm operates as a fee-only fiduciary investment adviser and does not provide financial planning or consultation services (consultation services were discontinued in a recent update). The firm’s investment process emphasizes long-term, fundamentally driven equity selection—most notably a Large Cap Value strategy that uses a proprietary sector-specific valuation model to build concentrated portfolios of roughly 35–45 large-cap positions—combined with diversified asset-allocation strategies that may include ETFs, fixed income, MLPs and other publicly traded instruments. In managing separately managed accounts, the adviser may use derivatives, options-writing and margin/borrowing strategies as part of its toolkit, an approach that is less common among comparable team firms. What distinguishes the firm from many peers is that it pairs a team-based, deep fundamental research process and a low-turnover value orientation with permission to use leverage and derivatives in client SMAs, and it explicitly declines to offer traditional financial planning services. The firm also provides ERISA 3(21) retirement-plan oversight and customized plan-level services while maintaining a stated minimum relationship size for investment management engagements.

To learn more about the advisors currently working at Pointe Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.