Pollen & Secouler, LLP
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pollen & Secouler, LLP serves individual and high-net-worth clients and maintains a small client base. The firm does not manage assets directly; instead it acts as a solicitor, referring clients to third‑party investment advisers for portfolio management.
Pollen & Secouler screens and directs clients to licensed third‑party advisers and documents clients’ circumstances (income, tax levels, and risk tolerance) to inform recommendations, but it does not exercise investment discretion or review the ongoing performance of those selected managers. Account reviews are performed at least annually in coordination with representatives of the third‑party advisers handling the accounts.
The firm is also an accounting practice and its principal is a CPA, a structural affiliation disclosed as a potential conflict because the firm may provide accounting services to clients it refers for investment advice. Pollen & Secouler is compensated through fee‑sharing arrangements with specific third‑party advisers (including Ameriprise Financial, Wells Fargo Advisors, and Oppenheimer & Co.), does not take custody or discretionary authority, and does not charge clients on a percentage‑of‑assets basis.
Client services
Expertise
Fee options
Fee sharing arrangements with third-party advisers: 0.20% with Ameriprise Financial Services, 0.25% with Wells Fargo Advisors, 0.25% with Oppenheimer.
Main office
445 Shady Ln
Huntingdon Valley PA 19006
Advisors at this office
1
Most active in
Pennsylvania
Also doing business as
Pollen & Secouler Llp · Pollen & Secouler, Llp
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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