A complete list of active advisors currently associated with Pollock Planning Associates Inc.

Warmer can help you find a great advisor at Pollock Planning Associates Inc. or one who fits your needs even better.

Pollock Planning Associates, Inc. is an SEC‑registered independent advisory firm that provides discretionary investment management and financial planning services to individuals, trusts, and estates. The firm’s client base is described in its brochure as primarily high‑net‑worth individuals and it also offers standalone planning and consulting engagements on a flat‑fee basis. The firm allocates client assets among mutual funds (including Dimensional Fund Advisors funds), ETFs, individual equities and fixed income using long‑ and short‑term purchase strategies, and conducts periodic portfolio reviews with ongoing supervision. Pollock Planning treats cash as an asset class (including sweep and money‑market handling), commonly recommends Schwab as custodian, and can include externally held assets in its consolidated reporting and AUM calculations. Distinctive features noted in the brochure include managing roughly $164.5 million of discretionary assets for about 66 clients, implying relatively high AUM per client for a small independent firm, and the routine use of DFA funds, which can limit future trading or purchases if a client moves to an adviser not approved by DFA. The firm also maintains a formal succession arrangement with another advisory firm and provides comprehensive reporting that can incorporate non‑managed accounts, practices that may be less common among peers.

To learn more about the advisors currently working at Pollock Planning Associates Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.