Polygon Investment Management
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About
Polygon Investment Management provides discretionary investment management and tailored portfolio services to high‑net‑worth individuals, trusts, charities, corporations and institutional clients. The firm documents engagements through written agreements and advises on both ongoing portfolio construction and certain legacy positions held by clients.
Polygon’s investment process is top‑down and driven by asset allocation, using a core‑satellite framework that combines internally managed, long‑term positions in individual securities with selectively chosen external managers for niche or inefficient markets. The firm emphasizes a contrarian, cyclical approach and employs ETFs, mutual funds, closed‑end funds and country‑level allocations to pursue tactical opportunities while seeking risk control.
Noteworthy aspects include its clear focus on international and country‑specific exposures—including targeted tactical positions in emerging markets such as India and Eastern Europe—and its use of boutique external managers and closed‑end funds where it sees comparative advantage. The firm also discloses that it offers performance‑based fee arrangements to qualified clients and describes procedures to address the attendant conflicts of interest, which is less common among peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 2.00% $1,000,001 - $5,000,000: 1.00% $5,000,001+: Negotiable
Performance fee of up to 15% of net performance plus a base fee of 1.00% of assets under management
Account minimum: $1,000,000 Minimum fee: Usually a minimum annual fee of $10,000, which may be waived at the firm's discretion Fee-only: Fees based on assets under management and/or performance-based fees; no commissions received by the firm
Main office
Wilson WY
Advisors at this office
1
Most active in
Wyoming
Also doing business as
Polygon Investment Management · Polygon Investment Management, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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