A complete list of active advisors currently associated with Pottle Financial Services, Inc

Warmer can help you find a great advisor at Pottle Financial Services, Inc or one who fits your needs even better.

Pottle Financial Services, Inc. is a solo independent registered investment adviser managing roughly $62 million in discretionary assets for about 45 client relationships, including individuals, families, trusts, estates, charitable organizations, endowments, pension and profit-sharing plans, and small businesses. The firm provides discretionary portfolio management and incorporates a basic level of financial planning (a net worth overview and retirement projection) into its services when requested. The sole adviser employs both fundamental and technical/charting analysis and describes a value-at-purchase, growth-oriented investment philosophy with diversified portfolios, a preference for long-term security purchases and individual bonds held to maturity. Short-term trades and strategies such as short sales, margin and options are available only upon client request; the firm custodizes assets at Fidelity and generally executes trades for individual accounts rather than routinely aggregating block trades. Noteworthy for a small independent practice, the firm explicitly serves corporate and small-business clients — a client type that is uncommon among solo advisers — and the adviser also operates a separate consulting company that provides financial analysis to small- and mid-size non-public companies, which may produce shared clients despite no formal referral arrangement. The adviser serves as co-trustee on three client accounts, a relationship the firm treats as custody and which has prompted compliance measures including a surety bond and subjecting the firm to surprise examination requirements.

To learn more about the advisors currently working at Pottle Financial Services, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.