Dorchester, MA Office

The firm provides discretionary investment management and financial consulting primarily to individual and high-net-worth clients, as well as trusts and retirement accounts. It offers customized portfolio construction and ongoing client interaction, and is compensated on a percentage-of-assets basis while also providing hourly consulting for select engagements.

Investment decisions are grounded in fundamental analysis and tailored to each client’s goals and risk tolerance, with portfolios that may include individual equities, mutual funds, ETFs, corporate bonds, limited partnerships and other illiquid holdings. The firm typically pursues longer-term strategies but may trade for rebalancing or cash needs and explicitly uses options and other derivative strategies in separately managed accounts to hedge positions or gain exposure.

Compared with many peers, the firm is led by a sole owner who serves as president and chief compliance officer and functions as the primary supervisory person, operating a small team that manages roughly $161 million for about 80 clients on a discretionary basis. It also maintains an institutional custody relationship that provides technology and other benefits, discloses occasional due-diligence reimbursements from product sponsors, and accepts legacy or specialized holdings when they fit a client’s overall plan.