Preakness Retirement Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$12,472,020
Clients
6
Advisors
1
of 1 employees
About
Preakness Retirement Advisors, LLC is a small independent registered investment adviser that provides diversified asset allocation plans and financial planning to individuals, qualified retirement plans, trusts, estates, corporations and other business entities. The firm reports managing roughly $18.2 million across a limited number of client relationships and emphasizes tailored plans that are implemented only with client approval.
Investment advice is built around diversified asset allocation using low‑expense index funds and a mix of fundamental and technical analysis, with Modern Portfolio Theory cited as a guiding rationale. Accounts are managed on a non‑discretionary basis with monthly reviews and written reporting; the firm states that no securities are purchased without prior client approval.
Distinctive features include the firm president’s Certified Financial Planner and Qualified Pension Administrator credentials and the provision of pension‑related consulting in addition to financial planning. The president also maintains life, health and variable‑annuity insurance licenses and may receive commissions when insurance products are sold, while the firm states it does not custody client assets or receive brokerage commissions for securities trades.
Client services
Expertise
Fee options
0.10% to 1% annually (negotiable range)
Commission compensation from insurance product sales (life, health, variable annuities) via insurance brokerage agency
Hourly fees for financial planning and analytical services, negotiated depending on complexity
Fee-only: Hourly fees for financial planning and analytical services, negotiated based on complexity
Main office
C/O A.J. Graziano, Esq, 155 Pompton Ave
Verona NJ 07044
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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