A complete list of active advisors currently associated with Prelude Financial

Warmer can help you find a great advisor at Prelude Financial or one who fits your needs even better.

Prelude Financial provides investment management and financial planning services to individual and high net-worth clients, delivering tailored investment portfolios and written financial plans that cover retirement, tax planning, estate considerations, college savings, insurance, and business planning. As of December 31, 2025 the firm reported $33,534,822 in assets under management across 36 clients, with financial planning options that include one-time, hourly, and a comprehensive monthly retainer model for ongoing access. The firm primarily practices passive investment management, constructing portfolios from index mutual funds and ETFs and emphasizing low turnover and tax efficiency, while also using fundamental and technical analysis when performing investment analyses as part of planning engagements. Accounts are managed on a non-discretionary basis—clients retain decision authority and the firm uses a limited power of attorney only after obtaining client consent. What is noteworthy about the firm is its concentration of non-discretionary AUM (reporting $33,534,822 non-discretionary and $0 discretionary as of year-end), a structure that is uncommon among independent advisors and means clients typically approve trades before execution. The firm also offers ongoing comprehensive planning with continuous client access, provides business-planning and employee-benefits optimization services, does not aggregate block trades, and participates in an institutional custody program that provides certain research and practice-support services.

To learn more about the advisors currently working at Prelude Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.