Premium Alpha Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Premium Alpha Capital serves individual investors — including retirees, professionals, and personal referrals — offering customized investment management aimed at income generation, growth, and downside risk management. Portfolios are built using ETFs, index funds, and options strategies such as covered calls and cash‑secured puts to align with clients’ goals and risk tolerances.
The firm uses technical, fundamental, and macroeconomic analysis alongside tactical asset allocation and individual equity selection, and employs a range of options strategies (protective puts, VIX calls, credit spreads) for hedging and risk management. Accounts are managed on a discretionary basis with reviews as often as weekly or daily when strategies require it, and clients receive quarterly performance reports expressed as percentage returns that may be compared to benchmark indexes — a reporting practice that is uncommon among independent advisers.
The adviser requires custody with Interactive Brokers to support execution of its option‑based strategies and emphasizes operational transparency around trade implementation and performance reporting. The firm’s principal maintains an unrelated marketing role outside the advisory business; the brochure discloses no disciplinary events or industry affiliations and the adviser does not charge performance‑based fees.
Client services
Expertise
Fee options
$0 - $99,999.99: 0.90% $100,000 - $249,999.99: 0.80% $250,000 - $499,999.99: 0.70% $500,000 - $999,999.99: 0.60% $1,000,000+: 0.50%
Fee-only: Asset-based advisory fees billed quarterly in arrears as per tiered schedule; no commissions received.
Main office
Fox Point WI
Advisors at this office
1
Most active in
Wisconsin
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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