Preserve Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$78,160,646
Clients
25
Advisors
1
of 2 employees
About
Preserve Wealth Management advises individuals and high‑net‑worth families as well as pension/401(k) plans and corporations, offering discretionary portfolio management alongside integrated ongoing financial planning (Tier I and Tier II) and one‑time planning engagements. The firm also provides pension consulting for plan sponsors, including fiduciary representation written into service contracts and assistance with IPS development, fund searches, plan conversions, fee benchmarking, and employee education.
Investment advice is grounded in quantitative risk modeling using Riskalyze to establish a client Risk Number and a portfolio Risk Number, which is memorialized in an Investment Policy Statement and reconciled through asset‑location, liquidation planning, and long‑term trading. Clients receive quarterly Check‑Ins, personalized video reviews, and on‑demand access to a planning portal with real‑time values and probability‑of‑success analytics; Tier II engagements include scheduled coordination with clients’ CPAs, estate attorneys, and insurance advisors.
The firm’s brochure also advertises third‑party ratings, an uncommon practice among similar solo independent advisors, and emphasizes its work with corporate clients and a formal pension consulting practice. Preserve limits its investable universe to institutional mutual funds, ETFs and a range of less commonly used instruments (including structured notes, venture capital, and private placements) and pairs that investment set with a documented planning workflow, which together differentiate its service mix for a firm of its size.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
One-time financial planning fees up to $15,000, $500 deposit required
$0+: 0.75% for Investment Advisory Services only (discretionary) $0+: 0.50% for Investment Advisory Services with Ongoing Financial Planning (Tier I) $0+: 0.50% for Investment Advisory Services with Ongoing Wealth Management (Tier II) $0 - $2,000,000: 0.85% for Pension Consulting Services $2,000,001 - $5,000,000: 0.60% for Pension Consulting Services $5,000,001 - $10,000,000: 0.40% for Pension Consulting Services $10,000,001 - $15,000,000: 0.25% for Pension Consulting Services $15,000,001 - $20,000,000: 0.15% for Pension Consulting Services $20,000,001+: 0.10% for Pension Consulting Services
Ongoing Financial Planning fees: $10,000/year (Tier I), $25,000/year (Tier II)
Account minimum: $3,000,000 Minimum fee: $5,000 minimum fee for Investment Advisory Services only and Pension Consulting Services (first $2,000,000)
Main office
Weaverville NC
Advisors at this office
1
Most active in
New Jersey · North Carolina · Pennsylvania
Also doing business as
Preserve Wealth Management · Preserve Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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