Prime Opportunities Investment Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
0
Advisors
1
of 1 employees
About
Prime Opportunities Investment Group LLC provides discretionary investment management to individually managed accounts and acts as the investment manager and general partner for private pooled funds. Its clients include individuals, trusts, estates, charitable organizations and corporations, and the firm reports roughly $3.7 million in regulatory assets under management.
The firm pursues a long-short, value-oriented strategy that combines quantitative screening with fundamental and field research to identify undervalued long positions and overvalued short positions, aiming for long-term capital appreciation while hedging broad market exposure. It manages pooled vehicles on a discretionary basis and also supplies model investment recommendations that third‑party advisers may replicate or modify.
What is atypical for a small, solo-advisor firm is its role as manager of private pooled vehicles organized in both domestic and offshore structures and its use of performance-based allocations and leverage provisions in fund and separately managed account arrangements; the firm states accounts are managed pari passu to mitigate allocation conflicts. The brochure also discloses a pending arbitration brought by a former investor in one of the firm’s private funds, which the firm is actively defending.
Client services
Expertise
Fee options
20% of the appreciation in each client’s capital account during the year with a high water mark and terms negotiated individually.
Account minimum: $500,000
Main office
2029 Century Park East, Suite 400
Los Angeles CA 90067
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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