Mooresville, NC Office

Derek Smith is a financial advisor with Principal Financial Services in Mooresville, NC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been affiliated with Principal Securities Inc since 1993 and with PRINCIPAL LIFE INSURANCE COMPANY since 1998, and he founded Smith Financial Corporation in 2008. He serves as a board member at large for the South Cove Homeowners' Association. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Austin Smith is a financial advisor with Principal Financial Services in Mooresville, NC, holding a Series 66 designation and one year of industry experience. He has previously worked at American Express and MThree Consulting, and is currently associated with Smith Financial Corp. outside of his role at Principal. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers direct advisory programs, financial planning, retirement consulting, and access to third-party money manager asset allocation and separately managed account solutions.